Solubility behavior of aluminum anodes for aluminum deposition

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Aluminum and aluminum alloys are interesting materials for a wide range of applications, e.g. in the field of corrosion protection [4,5] and in energy storage [6-8]. Their electrodeposition is a key technology, but can only be realized using aprotic electrolytes (e.g. ionic liquids). The use of soluble anodes is an important basis for continuous galvanic processes. They allow the constant replenishment of metal ions consumed by reduction on the workpiece and prevent undesirable anodic electrolyte decomposition. A large number of metals that passivate in aqueous electrolytes (e.g. aluminum) can be dissolved anodically in ionic liquids [9]. Nevertheless, passivation phenomena can occur under certain conditions, the understanding of which is fundamental for the realization of stable coating processes.

Ionic liquids (ILs) have proven to be suitable media for the deposition of aluminum and aluminum alloys [4,10]. One of the most intensively investigated ILs in this context is the mixture of 1-ethyl-3-methylimidazolium chloride, [EMIm]Cl, with AlCl3. These electrolytes exhibit good solubility for a large number of metal salts and thus the ability to deposit alloys [11-13]. The Lewis acidity of these electrolytes can be adjusted via the molar ratio of the two components, which determines the ions present (Fig. 1).

Abb. 1: Theoretische Anionenanteile xAn (Cl-, AlCl4-, Al2Cl7- und Al3Cl10- [14]) und Phasendiagramm (schwarze Linie mit Quadraten) [14–16] von AlCl3/[EMIm]Cl-Gemischen. Verschiedene Elektrolytzusammensetzungen, ausgedrückt als molares Verhältnis von AlCl3:[EMIm]Cl, sind durch vertikale gestrichelte Linien und die mittlere Temperatur der Handschuhbox ist durch eine horizontale gestrichelte Linie eingezeichnet. Die Umrechnung der unteren x-Achse erfolgte auf Basis der Daten aus [1,2]. [1]Fig. 1: Theoretical anion proportions xAn (Cl-, AlCl4-, Al2Cl7- and Al3Cl10- [14]) and phase diagram (black line with squares) [14-16] of AlCl3/[EMIm]Cl mixtures. Different electrolyte compositions, expressed as molar ratio of AlCl3:[EMIm]Cl, are indicated by vertical dashed lines and the mean temperature of the glove box is indicated by a horizontal dashed line. The conversion of the lower x-axis was based on the data from [1,2]. [1]

For the electrodeposition of aluminum (equation 1), the electrolyte must be Lewis acidic, which is achieved by a molar excess of AlCl3 [10,17-19].

<1> 4 Al2Cl7-+ 3 e- → Al + 7 AlCl4-

By using soluble aluminum anodes, a continuous deposition process (reversal of the reaction in equation 1) can be achieved while avoiding anodic electrolyte decomposition. However, in very Lewis-acid electrolytes and at high current densities, a sharp increase in cell voltage can be observed, which leads to the process coming to a standstill. A large ratio of anode to cathode surface area or intensive convection can counteract this process [20], but an inhomogeneous field distribution in the bath can still lead to the critical current density being exceeded locally and the process coming to a standstill.

Anodic passivation

Despite the high reversibility of the deposition and dissolution of aluminum in the electrolyte [1,2], an abrupt drop in the anodic current density j can be observed in an electrolyte with a molar ratio of 2.0:1 between AlCl3 and [EMIm]Cl, starting from a value of about 8.5 mA cm-2 at potentials above 150 mV against an Al/AlIII reference electrode [1,3] (Fig. 2 left). This behavior is typical for passivation processes. Due to the work under inert gas and the exclusion of moisture, this observation cannot be attributed to the formation of an oxide layer on the aluminum anode. In the case of electrolytes with a lower Lewis acidity (e.g. 1.5:1 electrolyte), the dissolution is continuous, although a limitation of the anodic dissolution has also been reported for these electrolytes [20]. Studies on anodic passivation were carried out for both high-temperature molten salts (HTMS) [21-23] and ILs [20,24,25], but were unable to clarify their cause in detail.

Abb. 2: (links) Tafel-Auftragung der Polarisationskurven einer Al-Arbeitselektrode in einem 1,5:1- (schwarz) und 2,0:1-Elektrolyten (rot) bei einer Vorschubgeschwindigkeit von 0,1 mV s-1 und (rechts) zyklisches Voltammogramm (rot) sowie Frequenz- bzw. Massen- (blau) und Dämpfungsänderung (grün) eines Quarzes (EQCM) in einem 2,0:1-Elektrolyten bei einer Vorschubgeschwindigkeit von 1 mV s-1. Die Experimente wurden bei Umgebungstemperatur (ca. 27 °C) durchgeführt. Pfeile geben die Scanrichtung an. [1]

Abb. 2: (links) Tafel-Auftragung der Polarisationskurven einer Al-Arbeitselektrode in einem 1,5:1- (schwarz) und 2,0:1-Elektrolyten (rot) bei einer Vorschubgeschwindigkeit von 0,1 mV s-1 und (rechts) zyklisches Voltammogramm (rot) sowie Frequenz- bzw. Massen- (blau) und Dämpfungsänderung (grün) eines Quarzes (EQCM) in einem 2,0:1-Elektrolyten bei einer Vorschubgeschwindigkeit von 1 mV s-1. Die Experimente wurden bei Umgebungstemperatur (ca. 27 °C) durchgeführt. Pfeile geben die Scanrichtung an. [1]Fig. 2: (left) Tafel plot of the polarization curves of an Al working electrode in a 1.5:1 (black) and 2.0:1 electrolyte (red) at a feed rate of 0.1 mV s-1 and (right) cyclic voltammogram (red) as well as frequency, mass (blue) and attenuation curves (blue). mass (blue) and attenuation change (green) of a quartz crystal (EQCM) in a 2.0:1 electrolyte at a feed rate of 1 mV s-1. The experiments were carried out at ambient temperature (approx. 27 °C). Arrows indicate the scan direction. [1]

The investigation of the process using electrochemical quartz crystal microbalance (EQCM) [1,26-29] shows the onset of the reduction of aluminum at the gold electrode of the quartz crystal used [3] and the associated mass increase at approx. -80 mV vs. Al/AlIII(Fig. 2 right), corresponding to the Sauerbrey equation (Equation 2) [27,30,31]. At the same time, the attenuation of the quartz increases, which according to the Kanazawa equation (equation 3) [27,28,32,33] can be explained by the increase in the viscosity-density product of the electrolyte due to the decreasing Lewis acidity as a result of the aluminum reduction at the electrode surface [34,35].

<2> gt 2024 09 061

<3> gt 2024 09 062

In equations 2 and 3, ∆f is the resonant frequency change, f0 is the resonant frequency of the unloaded quartz, ρL and ηd,L are the density and dynamic viscosity of the electrolyte, respectively, μQ and ρQ are the shear modulus and density of the unloaded quartz, respectively, ∆ω and ∆m are the change in damping and mass change, respectively, and A is the active electrode area. The change in mass with the amount of charge transferred is on average (84.2±0.1) µg C-1 and therefore around 90% of the theoretical value for aluminum, based on equation 4.

<4> gt 2024 09 063

In equation 4, M and z are the molar mass and the number of electrons transferred, respectively, and F is the Faraday constant. Due to the change in electrolyte viscosity and density, the determined mass change is influenced. In addition, the incorporation of light elements (C, N) into the aluminum layer as a result of the cathodic decomposition of [EMIm]+ must be taken into account, as element analyses of the layer show. A quantitative evaluation is not possible, as the charge-to-mass ratio for this is not known [36,37]. Last but not least, the increase in the roughness of the electrode surface can lead to an increase in the energy dissipation of the quartz and thus to an increase in its attenuation [31]. After reaching the current density or attenuation maximum in the region of the reversal potential at -700 to -800 mV vs. Al/AlIII, both decrease again during the anodic scan. The attenuation does not reach the initial values, which is due to diffusion-related equalization processes near the electrode. The mass continues to increase due to the continuing cathodic current densities until a potential of 0 mV vs. Al/AlIII is reached and anodic current densities or the anodic dissolution of aluminum and a corresponding decrease in mass can be observed. At a potential of approx. 430 mV vs. Al/AlIII, the maximum current density of 8.5 mA cm-2 is reached, which has already been observed previously (Fig. 2 left). Analogous to the linear polarization, a passivation of the electrode can be observed. The EQCM data also show a high increase in frequency and mass coupled with an increase in attenuation. The Sauerbrey equation (equation 2) is no longer fully valid at this point [1], which no longer allows an exact calculation of the mass increase. The absence of cathodic currents no longer allows an explanation of the mass increase due to the reduction of aluminum. The oxidation of chloride ions, which limits the electrochemical stability window of the electrolyte used on the anodic side [10], can also not justify these data. Based on the Kanazawa equation (equation 3), however, an increase in the viscosity-density product of the electrolyte can be assumed, which is typical for solidifying liquids. Since a layer that remains permanently on the electrode cannot be observed, it must be assumed that any precipitates will dissolve quickly.

Cause of anodic passivation

The phase diagram for mixtures of [EMIm]Cl and AlCl3(Fig. 1) shows that at values above 67 mol% AlCl3 (2.0:1 electrolyte), the melting temperature of the electrolyte increases. This rises from approx. -90 to over 100 °C. In connection with the above observations, it can be concluded that rapid aluminum dissolution leads to an increase in the aluminum ion concentration and thus to an increase in the melting temperature. This is consistent with the described change in attenuation and the assumption of a solidifying liquid. Electrode passivation due to an insulating precipitate on the electrode surface would be the result and would explain the observed decreasing current densities.

On this basis, the cause of the anodic passivation would have to be due to slow diffusion processes. Therefore, current-controlled jump experiments are a suitable method for verifying the hypothesis put forward. The time until solidification and thus passivation occurs can thus be determined and compared with diffusion processes, which is discussed below.

The critical aluminum ion concentrationccrit(AlIII), at which electrolyte solidification occurs for a given temperature T, i.e. the solidus line is cut above 66 mol% AlCl3, can be determined from the phase diagram (Fig. 1). This value corresponds to approx. 7.22 mol l-1 (at a temperature of approx. 27 °C prevailing in the glove box). For details on the calculation of this value, please refer to [3]. Based on the work of Sand [38], the concentration profile upstream of the aluminum anode can be calculated as a function of distance s and time t for a 2.0:1 electrolyte with a bulk concentration c* of (6.82 ± 0.01) mol l-1 according to equation 5 (Fig. 3).

Abb. 3: Orts- und zeitabhängige Konzentrationsprofile der Aluminiumionenkonzentration c(s,t) vor einer Al-Arbeitselektrode in einem 2,0:1-Elektrolyten bei 5 mA cm-2 (kurz-gestrichelt), 10 mA cm-2 (lang-gestrichelt) und 20 mA cm-2 (durchgezogen) nach 30 s (schwarz), 60 s (rot) und 120 s (blau), basierend auf Gleichung 5 und Daten aus [1,2]. Die horizontalen Linien repräsentieren die Bulkkonzentration c* (grün) bzw. die kritische Konzentration ccrit (violett). [1]Fig. 3: Location- and time-dependent concentration profiles of the aluminum ion concentration c(s,t) in front of an Al working electrode in a 2.0:1 electrolyte at 5 mA cm-2 (short-dashed), 10 mA cm-2 (long-dashed) and 20 mA cm-2 (solid) after 30 s (black), 60 s (red) and 120 s (blue), based on equation 5 and data from [1,2]. The horizontal lines represent the bulk concentration c* (green) and the critical concentration ccrit (purple). [1]

<5> gt 2024 09 064

Where D is the diffusion coefficient and erfc is the complementary Gaussian error function.

Despite an expected change in the diffusion coefficient of the aluminum ions with the electrolyte viscosity according to the Stokes-Einstein [2,39] or Sutherland equation [2,40], a constant diffusion coefficient D(Al2Cl7-) of (7.2 ± 0.3) 10-11m2 s-1 is assumed below for simplicity. When the current density is increased from 5 to 20 mA cm-2, the time untilccrit is exceeded decreases from approx. 2 min to less than 30 s, which is qualitatively consistent with observations in galvanostatic experiments. Based on equation 5, the critical transition time τcrit, i.e. the time untilccrit is reached starting from the bulk concentration c*, can be defined according to equations 6 and 7.

<6> gt 2024 09 065

<7> gt 2024 09 066

Fig. 4 shows the plot of τcrit vs. j and the corresponding linearized plot τcrit-1/2 vs. j. The experimentally determined values lie between the theoretical values for a 1.9:1 and a 2.0:1 electrolyte with a clear proximity to the latter. The regression of the experimental data shows a linear behavior (Fig. 4 right) with an intersection at the origin of the coordinates (R2 > 0.999), which confirms diffusion control according to the theory described by Sand [38,41]. The observed deviations compared to theoretical values of a 2.0:1 electrolyte can be explained by delayed nucleation of the solidifying electrolyte (undercooling) [40]. This can also be deduced from the EQCM data, which show an increase in attenuation even before an increase in mass. A further deviation from experiment to theory can be explained by deviations from semi-infinite diffusion and infinite electrode expansion, as required by the underlying theory. Furthermore, the method of calculating the aluminum ion concentration [3], the preparation of the electrolyte (e.g. due to errors in the balance used) and the calculation of the critical concentration from the phase diagram have an effect on the accuracy of the results [1]. Nevertheless, the agreement between the experimental and theoretical data points to reliable conclusions.

Abb. 4: (links) Kritische Transitionszeit τcrit vs. Stromdichte j und (rechts) τcrit-1/2 vs. Stromdichte j für einen 2,0:1-, 1,9:1-, 1,8:1-, 1,7:1-, 1,6:1 und 1,5:1-Elektrolyten sowie die experimentell bestimmten kritischen Transitionszeiten (Quadrate) und der Fit für τcrit < 1 min (gestrichelt) für einen 2,0:1-Elektrolyten. Die Experimente wurden bei Umgebungstemperatur (ca. 27 °C) durchgeführt. [1]Fig. 4: (left) Critical transition time τcrit vs. current density j and (right) τcrit-1/2 vs. current density j for a 2.0:1, 1.9:1, 1.8:1, 1.7:1, 1.6:1 and 1.5:1 electrolyte as well as the experimentally determined critical transition times (squares) and the fit for τcrit < 1 min (dashed) for a 2.0:1 electrolyte. The experiments were carried out at ambient temperature (approx. 27 °C). [1]

Abb. 4: (links) Kritische Transitionszeit τcrit vs. Stromdichte j und (rechts) τcrit-1/2 vs. Stromdichte j für einen 2,0:1-, 1,9:1-, 1,8:1-, 1,7:1-, 1,6:1 und 1,5:1-Elektrolyten sowie die experimentell bestimmten kritischen Transitionszeiten (Quadrate) und der Fit für τcrit < 1 min (gestrichelt) für einen 2,0:1-Elektrolyten. Die Experimente wurden bei Umgebungstemperatur (ca. 27 °C) durchgeführt. [1]

For low current densities, an increasing deviation between experiment and theory can be observed (Fig. 4), which can be explained by natural convection. It is striking that the values approach a current density of 8.5 mA cm-2, which corresponds to the value known from linear polarization and EQCM experiments and, based on the previous discussion, corresponds to the maximum anodic current density that can be impressed without trans-port limitation or passivation occurring.

The results presented prove a clear correlation between the anode passivation and the melting behavior of the electrolyte. Based on the data discussed, the passivation process at high anodic current densities is an interplay of a local increase of aluminum ions in front of the anode due to anode dissolution, slow diffusion of these ions into the electrolyte interior and the formation of a precipitate on the anode due to local excess of the melting temperature of the electrolyte as a result of the increased aluminum ion concentration. Previously, Wang et al [20] investigated the anode passivation in the electrolyte used here and explained it with the formation of solid AlCl3 on the electrode surface based on observations in HTMS electrolytes based on AlCl3-NaCl[22,42]. The phase diagram of the HTMS electrolyte [16,43] shows that the liquidus line is exceeded as the AlCl3 concentration increases, leading to the formation of a partially liquid phase with solid AlCl3. Although this supports the argumentation in [22] regarding passivation by AlCl3(s), a transfer to the IL used here is not justified due to the differences in the phase diagrams of the two electrolytes. In contrast to the HTMS electrolyte, the formation of a partially liquid phase does not occur and instead the electrolyte solidifies completely [15,16]. It can therefore be assumed that a precipitate of the solidified electrolyte ([EMIm]Al2Cl7) is formed, which quickly dissolves by continuous diffusion after the power supply is switched off and could therefore not be analyzed in more detail.

Summary and conclusions

The passivation of soluble aluminium anodes in very Lewis-acid electrolytes and at high current densities was investigated using a combination of linear polarization, electrochemical quartz microbalance and galvanostatic jump experiments. The data show a correlation between diffusion-controlled processes (Fig. 4) and the melting behavior of the electrolyte (Fig. 1). The aluminum ions that form during anodic dissolution of the metal lead to a local increase in concentration, as diffusion into the electrolyte interior is slower than the subsequent supply by aluminum oxidation at the anode (Fig. 3). The local isothermal increase in concentration leads to the critical aluminum ion concentration being exceeded, at which the electrolyte solidifies due to a locally increased melting temperature (Fig. 1). The resulting insulating precipitate then leads to passivation of the electrode surface (Fig. 2) and brings the galvanic process to a standstill.

The increase in melting temperature takes place in a narrow concentration range. Due to melting temperatures far below the freezing point of up to approx. 130 °C (Fig. 1), increasing the process temperature does not appear to make sense. This is particularly true because at temperatures above 60 °C, increasing thermal and accelerated electrochemical decomposition of [EMIm]+ is to be expected [35], which has a negative effect on the service life of the electrolyte and thus the economic efficiency of the process. In contrast, efficient convection of the electrolyte and a reduction in Lewis acidity are promising measures that can significantly minimize the tendency of the electrolyte to passivate (Fig. 2 left). However, since the solubility of many metal salts in the electrolytes under consideration decreases with decreasing Lewis acidity, a suitable compromise between Lewis acidity and passivation tendency must be found. This plays a particularly important role for the deposition of aluminum alloys, but also has an effect on the cell geometry and the achievable deposition rates. The influence of the passivation tendency of the electrolyte and the type and scope of countermeasures should therefore be weighed up in detail for each application.

This technical article is a supplement to the article "Aluminum and aluminum alloys as cadmium substitutes in the aerospace industry" from the August issue. With his work on the electrochemical deposition of aluminum and aluminum alloys [1], Dr. Böttcher won the 2024 Nasser-Kanani Prize alongside Frank Simchen. This article builds on [1] and has already been published in English in two scientific journals [2,3].

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